Modernized GRC Platform Implementation for a Fintech company
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Case Study
Modernized GRC Platform Implementation for a Fintech company
A leading FinTech firm navigating complex regulatory landscapes
The business situation
A leading FinTech organization was unable to monitor and manage organizational risks holistically through a consolidated platform. This led to increased risks across business functions and high regulatory and operational impact.
Key issues were:
- Lack of one view of risks across functions, entities and regulatory bodies.
- Siloed Risk and Controls Assessments
- Duplication of GRC efforts across three lines of defense
- High risk vendors with access to critical applications
Our team’s role
Automated Controls Framework
Implementation and automation of the common controls framework.
Automated Vendor Tiering
Automated the pre onboarding vendor tiering and assignment of customized Risk Assessments across multiple control domains aligned with the ISO27001
Integrated Compliance Modules
Integration across modules for policy management, compliance tracking and risks assessment.
NLP Knowledge Search
NLP based search across internal/external knowledge base
The value our team added
Deep techno-functional expertise in the area of Governance, Risk and Compliance led the client to build a scalable and tailored GRC platform for their efficient operations.
- Client operated with a unified GRC Taxonomy across organization (risks, controls, issues)
- Embedded AI for referencing, querying and document management
- Efficient monitoring and mitigation with real time, integrated view of risks and controls.
Accelerate Your Governance, Risk & Compliance
Adopt a Modernized GRC Platform for Streamlined Oversight
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